For a shareholder to sell securities (such as stock, bonds, equities) on the public stock market, the securities and sale need to be registered with the U. 1. WHY COLLECT The collected email addresses will be utilized solely for the mailing list. claims to be located in Florida and it also claims to offer trading services by an experienced team of traders. Chapter 12: Follow-On Offerings and Shelf Registrations. I can confirm NovaTech the MLM opportunity is not registered with the SEC in the US. SEC Proposes Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies. Enter Username. Your data will be kept for as. Three (3) duly accomplished and notarized registration form for Self-Regulatory Organization (SEC Form 39) ; 2. tw. “Registered investment advisers — more than 15,000 of them in total — play a critical role in our economy, advising more than 60 million accounts with. Item 12. They may need to be registered. ). . This is the equivalent of a securities fraud warning in other jurisdictions. Tokens sold in ICOs can be called many things. Forgot User name or password? Click this link. O. Footnote: Here is the full communication NovaTech FX sent out to investors on February 5th; Dear Novatech Member, Since June of 2019 our focus at NovaTech has been to stimulate financial awareness, to a culture unaware of the amazing possibilities in the crypto and forex. e. falsely representing that NovaTech is a registered investment adviser; c. Update May 3rd, 2023 – NovaTech FX Misses Securities Fraud Hearing, OSC Extends Temporary Order. Practically speaking the move means little but it’s the loudest acknowledgement of securities fraud yet. Enforcement orders for Nova Tech Ltd. Ontario investors who have been approached by NovaTech or purchased its investment products should contact the OSC’s Inquiries and Contact Centre at 1-877-785-1555 or inquiries@osc. Step 2: Select Your Entity. Investors should be aware that the company is not registered with the SEC and is not subject to the same regulatory oversight as registered investment firms. Is Novatech registered with the SEC? 5. My friend put in $3200 and started making $100 a week from the get -go. 5 million visits to NovaTech FX’s. NovaTech has never been registered with the Commission in any capacity and has never filed a prospectus with the Commission; k. He still thinks it’s legitimate though. Investors should also be aware that the company has been accused of engaging in fraudulent activities and should be wary of any promises of high returns or other incentives. WHY COLLECT The collected email addresses will be utilized solely for the mailing list. The Company Registration System (CRS) is the full automation and online pre-processing of corporations and partnerships, licensing of foreign corporations, amendments of the articles of incorporation and other corporate applications requiring SEC approval. 98 dated April 28, 1999 on Tax Identification Number (TIN) M. Inquiries on Pending Applications/ Submission of Supplemental Requirements for Registrant Corporations with Less Than Five Incorporators (e. Last known city and country of residence, or, the purported base of operation of each person or entity. Toronto – The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website is not registered with a securities regulator in any province or territory in Canada. 06/11/2001. S. The amendments are designed to enhance the ability of the Financial Stability Oversight Council (FSOC) to assess systemic risk and to. The primary purpose of the SEC is to enforce the law against market manipulation. Too good to be true: Some platform users. gov | HOMEBrinen & Associates provides dedicated legal services for securities matters in a wide range of industries and works with clients to ensure SEC compliance. S. Onique Campbell • Oct 13, 2022 Novatech Office Home Request Your Novatech Portfolio Is Novatech a Registered Hedge Fund? Consumer Notice: Is Novatech a Registered. Novatechoffice is an informational inclusive website platform that is able to provide abundant resources such as calculators, generated portfolios, helpful content related to investment, crypto, stock, forex, trading, finance and more. An offering to 40 sophisticated investors. com) is not registered with the Autorité des marchés. During the course of the investigation, the Commission found evidence that NovaTech appeared to have traded securities without registration and without an exemption to the registration NovaTech Ltd. SEC CERTIFICATION EXAMINATIONS SCHEDULE IN NOVEMBER AND DECEMBER 2023 AT THE SEC. S. An idiosyncrasy of the federal securities laws is that the term “regulation” often refers to a collection of rules for example, Regulation S-K and Regulation SHO. failing to disclose that the offer or sale of NovaTech’s securities was not qualified in California; Lack of actual trading activities: There needs to be evidence to support the fact that the basic trading activities are happening on Novatech FX. TORONTO, March 17, 2023 /CNW/ - The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website is not registered. Toronto – The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website is not registered with a securities regulator in any province or territory in Canada. falsely representing that NovaTech is a registered investment adviser; c. This is the equivalent of a securities fraud warning in other jurisdictions. SEC Form ICA 7-A. Information about the form and content of required financial statements is set out in Regulation S. It was kind of obvious that this was a scam from the beginning. Street. The truth is that NovaTech is not regulated by any regulators. We are aware that NovaTech Ltd. Description of Registrant’s Securities to be Registered. S. NovaTech solicits investment on the promise of a weekly return, purportedly derived via forex trading. SEC supports sustainable and clean energy, innovation and the implementation of new environmental friendly technologies that support the Saudi economy. In general, anyone can see the information and documents your company files. Happy trading! My mother is invested and since beginning of May 2023 is. The primary purpose of the Securities Acts was to curb speculation and fraud in the markets. Nova Technology (Novatech), which specializes in chemical and gas equipment used in the semiconductor and display industries, expects to generate another annual revenue growth in 2023 as its chip. This company has not filled out any form with the SEC till now apart from the initial company registration. Unlike a regular corporation that has a need for at least four other. This means they are not authorized to offer trading in any securities or derivatives to. ” The Canadian Securities Administrators (CSA) is warning the public that NovaTech Ltd, a St Vincent and Grenadines incorporated company which operates the website is not registered with a securities regulator in any province or territory in Canada. REUTERS/Dado Ruvic/Illustration/File Photo Acquire Licensing Rights. securities regulators. ). Pending Application for Registration of Securities – CGFD Licensing Division. gov Antonia M. 100 Pearl St. Is intelligence Prime Capital legit? 10. Key Takeaways. The U. Checklist Product Highlight Sheet for Securities Offered by Investment Companies. D. Securities law is the same in any country that regulates financial markets. The Securities and Exchange Commission today voted to adopt amendments to the financial disclosure requirements for guarantors and issuers of guaranteed securities registered or being registered in Rule 3-10 of Regulation S-X, and affiliates whose securities collateralize securities registered or being registered in Rule 3-16 of. Toronto – The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website is not registered with a securities regulator in any province or territory in Canada. 900,190. C. Securities Act of 1933. S. NovaTech Ltd, Cynthia Petion, and Eddie Petion violated RCW 21. Enforcement orders for Nova Tech Ltd. Securities industry professionals are required to register with provincial and territorial securities regulators where they do business. Which of the following is not exempt from registration with the SEC under the Securities Act of 1933? A. is not registered with a securities regulator in any province or territory. This company has not filled out any form with. 2023/18. Registered Security: 1. 8K views 9 months ago #novatech #makemoneyonline. This Florida Limited Liability company is located at 1825 NW CORPORATE BLVD, BOCA RATON, FL, 33431, US and has been running for seven years. 4 Consideration to be Issued Includes Registered Securities. The email addresses will not be shared with outside parties of the SEC. Mining. Ontario Securities Commission (OSC) Date. , Aug. m and Taloja, Navi Mumbai having an area of approx. Novatech Finvest (india) Private Limited is a Private incorporated on 24 June 1994. It is intended to assist newly-registered investment advisers in understanding their compliance obligations with respect to these provisions. The Novatech Group manufactures entrance doors, doorglass, patio doors and custom sealed glass. Also, it is said that the company’s founder was involved in some scams. Securities in the US are regulated by the SEC, with which NovaTech FX is also not registered. , Suite 20-100 New York, NY 10004-2616 Phone: 212-336-1100 E-mail: [email protected], the owner can also provide an authorization letter stating that the registered user is authorized by the owner. The Securities and Exchange Commission today charged Stoner Cats 2 LLC (SC2) with conducting an unregistered offering of crypto asset securities in the form of purported non-fungible tokens (NFTs) that raised approximately $8 million from investors to finance an animated web series called. 2. Question: Can a company that files a Section 12(g) registration statement on Form 10, Form 20-F, or Form 8-A delay the effectiveness of the registration statement to a date after the 60-day period specified in Section 12(g)? Answer: No. Securities and Exchange Commission (SEC) proposed a rule that would effectively require registered investment advisors (RIA) to go outside the crypto industry for storing. The enrollment process of all registered corporations/ partnerships will start on 15 March 2021. 2017 – Limiting the Requirement for. In return, investors receive an interest in the fund. Done and done. February 10, 2023. " . licensed, the date the license became effective, and certain information about the firm's SEC registration. Cover Sheet. Questions on other investment management matters concerning small companies may be directed to the Division's Office of Chief Counsel by e-mail at IMOCC@sec. SEC Form Stock and Transfer Book (STB) B. Ponzi schemes. D. Nothing has improved, review stands. 140, the securities registration section of the Securities Act of Washington, by offering and/or selling securities for. 051 of the Securities. • Follow-up requests (Registration - Pre-qualification - Updating material class codes) • All inquiries regarding electronic invoicing • Any other inquiry To reach our toll number you. This dataset includes over one million business entities registered with the Clerk's Information System (CIS) of Virginia State Corporation Commission (SCC). Onique Campbell • Oct 13, 2022 Novatech Office Home Request Your Novatech Portfolio Is Novatech a Registered Hedge Fund? Consumer Notice: Is Novatech a Registered Hedge Fund? A hedge fund is a private investment fund that is used by institutional investors and high-net-worth individuals. 31. b. A public offering of $40 million to unaccredited investors under Regulation A. 75 days if the investee is an accelerated filer; or. SEC Form 12-1-ICA. 3. It gives the public the convenience of getting copies of the documents they need from their own Internet-enabled PCs at their home or office. Is Novatech registered with the SEC? Novatech Ltd Partnership has not filed any forms with. Yes. Lack of actual trading activities: There needs to be evidence to support the fact that the basic trading activities are happening on Novatech FX. This means that irrespective of everything else, NovaTech is operating illegally in the US. Securities and Exchange Commission (SEC) intends to sue stablecoin issuer Paxos, which is behind the Pax dollar (USDP) and Binance USD (BUSD) tokens, over the latter. Complete the Application Form from SEC. Registered financial professionals are licensed sales personnel who work for broker-dealer firms. Local and foreign investors that intend to establish corporations, partnerships or associations in the Philippines are required to register their business entities with the Securities and Exchange Commission (SEC) before they can conduct business activities and participate in the country’s securities market to buy or. They continued to do so in the face of a cease trade order issued by the Ontario Securities. , "qualified. , Feb. falsely representing that NovaTech is a registered hedge fund in the United States; b. May. NovaTech has never been registered with the Commission in any capacity and has never filed a prospectus with the Commission. Form ADV contains information about an investment adviser and its business operations. $1,254. The SEC sues Binance, unveils 13 charges against crypto exchange in sweeping lawsuit. Washington D. CAPTCHA Security code. Are you looking for a reliable and user-friendly online trading platform? Look no further than NovaTech FX. #novatech #novatechfx #nova #ponzi #scambaiter #scam #sec #securities #novatec #securities_brokerage #investor #investment #investigation #prison #extreme. q. This means they are not authorized to offer trading in any securities or derivatives to. falsely representing that NovaTech is a registered broker; d. Forgot User name or password? Click this link. g. Kraken’s alleged failure to register these functions has deprived investors of significant. 15, 2023 —. Prior to regulators in Canada and the US issuing cease and desists, co-founder and CEO Cynthia Petion flat out denied. SEC Videos; Media Gallery; List of Companies. 4. Rules and Regulations. Even if your company does not have an effective registration statement for a public offering, it could still be required to file a registration statement and become a reporting company under Section 12 of the Exchange Act if: it has more than $10 million in total assets and a class of equity securities, like common. Despite this and the Petions being based out of the US, NovaTech FX is not registered with the SEC and CFTC. Please be advised that the Securities and Exchange Commission (SEC) will implement a new company registration system called the Electronic Simplified Processing of Application for Registration of Company (ESPARC). For Sole Proprietors, we highly recommend that the registered business owner register as a user in the portal. C. Registering an offering with the SEC would make your company a public. 1. NovaTech LTD is listed as the owner, through what appears to be a bogus incomplete address (Vatican City). The SEC Express System is an alternative mode of securing copies of Corporate or Partnership documents without having to personally come to the SEC. Share your inquiry, and we’ll provide the insights you need to make informed decisions. This means they are not authorized to offer trading in any securities. 90 days for all other investees. Search Tools. The test covers financial industry regulation, securities law, ethics, investments and economics. The discover marks the primary regulatory motion in opposition to NovaTech FX by a US regulator. , NovaTech Advisors, LLC,. How do you service a Novatec hub? Novatec Rear Hub Service – YouTube. Any person who is selling restricted or control securities must comply with Rule 144 to be certain of the exemption from registration provided by Section 4 (a) (1) of the Securities Act. CEO Cynthia Petion has endorsed the claim, affirming she personally received a copy of the “seven hundred page” audit. NovaTech LTD is the stated owner of the company. Careers; Commissioners; Contact; Reports and Publications; Securities Laws; Mission; Divisions & Offices. The SEC also provides exemptions for certain intrastate offerings and small public and private offerings under a rule known as Regulation D. C. com Review. ) Balance Sheet certified under oath by the Treasurer and President; b. Dorene Johnson and Brian Houlihan. Following is a list of clearing agencies registered with the Commission: The Depository Trust Company (“DTC”) Order Granting DTC Full Registration, Release 34-20221. a. NovaTech is quite clearly offering a passive investment opportunity, which in the context of regulation is a securities offering. S. Rules 147 and 147A. Following confirmation NovaTech FX operates illegally across the country, the Canadian Securities Administrators has issued a nationwide securities fraud warning. ft. NovaTech Ltd, Cynthia Petion, and Eddie Petion violated RCW 21. Our Manufacturing facilities are located at Ambernath, Thane having an area of approx. I have reached out to CoinPayments and they confirmed that “NovaTech is not registered in the US”. gov, the SEC’s website for individual investors. Find the latest SEC Filings data for Nova Tech Enterprises Inc (NTEI) at Nasdaq. While the OSC’s investigation into NovaTech’s activities is ongoing, it appears NovaTech may be operating in breach of Ontario securities law, including provisions related to unregistered trading and the illegal. S. 2. C. The Wisconsin NovaTech FX securities fraud fine was issued by Wisconsin’s DFI, a state-level regulator separate from the SEC (although they most certainly have open lines of communication). Investment Advisers Act of 1940. Securities and Exchange Commission (SEC) intends to sue stablecoin issuer Paxos, which is behind the Pax dollar (USDP) and Binance USD (BUSD) tokens, over the latter. S. failing to disclose that the offer or sale of NovaTech’s securities was not qualified in California; e. For SEC-registration purposes, “foundation” means a non-stock, non-profit corporation established for the purpose of extending grants or endowments to support its goals, or raising funds to accomplish charitable,. B Securities issued by a government unit. Sign In Here. com for more than one year, which may indicate stability and longevity. The OSC. All SEC-registered investment advisers must maintain true, accurate, and current books and records, as specified in Rule 204-2. S. Here, you can consult CSA member investor alerts. Enter CAPTCHA. The Securities and Exchange Commission today adopted new rules and rule amendments to enhance the regulation of private fund advisers and update the existing compliance rule that applies to all investment advisers. GroupMe. In this video, I walk through how to enroll with novatech and register for your novatech PAMM account. The Securities and Exchange Commission today charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction of prior financial reporting. ET on the date such securities are priced and that are sold by an issuer to an underwriter pursuant to a firm commitment underwritten offering registered under the. This article shows a step-by-step guide to SEC online registration that will help. Are you looking for a reliable and. Password Show. Based on Canadian securities regulators , it has been identified that Nova Tech Ltd. Under the federal securities laws, a company may not offer or sell securities unless the offering has been registered with the SEC or an exemption from registration is available. NovaTech, LTD. Exchange-traded funds (ETFs) are SEC-registered investment companies that offer investors a way to pool their money in a fund that invests in stocks, bonds, or other assets. As per the CBR’s August 9th warning, NovaTech FX exhibits “signs of an illegal professional participant in the securities market”. 🛑*All new content will be released on my other channel Trader's Landing. The main purposes of these laws can be reduced to two common-sense notions: Companies offering securities for sale to the public must tell the truth about their business, the securities they are selling, and the risks involved in investing in those securities. Yes. Certain internet advisers who provide advice through an interactive website may register with the SEC. Domestic STOCK CORPORATION. Malin, Linda Malin, and Blue Citi, LLC, Defendants, and SMEA2Z, LLC, 143 Partners LLC, West. Unfortunately, there are still firms that work without our authorisation. Thus, they can get these documents even beyond the customary 8:00 am to 5:00 p. They've got their ducks in a row and are committed to operating within the boundaries of the law. If you’re a sole proprietor or self-employed individual, then this guide is not for you; go to our DTI registration guide instead. U. Section 15 (a) (1) requires any person that acts as a “broker” or “dealer” in securities in interstate commerce to register with the SEC. Primary Registration. Date of experience: April 22, 2023NovaTech FX has been issued a securities fraud stop and desist by way of California’s Division of Monetary Coverage & Innovation (DFPI). More information about online frauds and investment scams can be found at or Investor. NovaTech Ltd. Both firms and individuals must be registered with FINRA to conduct securities transactions and business with the investing public. 00. 2023/18. The Subjects Of These Alerts Are Persons Or Companies Who Appear To Be Engaging In Securities Activities That May Pose A Risk To Investors. A hearing took place on March 2nd before the Capital Markets Tribunal, and just like an unwanted fruitcake at a holiday party, NovaTech FX was nowhere to be found. Learn More Got it!1. NovaTech FX has added the US and Canada to its list of “restricted areas and regions”. Group B Issuers of registered timeshares, proprietary and non-proprietary membership certificates, and corporations applying for the registration of. NovaTech requires a minimum deposit of $99 and offers a maximum leverage of 1:100. Securities fraud is illegal regardless of the medium used to commit it (cryptocurrency, tulips, beanie babies etc. m. Forgot User name or password? Click this link. Securities Exchange Act of 1934. Fax： +886-2-23891878. The broker is not licensed in any capacity, it advertises trading on MetaTrader5, but doesn’t offer a distribution of its own, and appears to charge hefty commission fees. We would like to collect personal data provided and input by you on this website in order to provide services to you. 15, 2023 —. Their registration and good standing help reassure investors that the firms and individuals they deal with are properly qualified and that there are no disciplinary actions against them. The company appears to offer investment products and trading services through its website. Business Incorporated: 2/14/1994. Without admitting or denying the allegations, Tetreault agreed to settle the SEC’s charges. C. The OSC works to protect investors by making and enforcing rules governing the securities industry in Ontario. gov, or by telephone at (202) 551-6825. , May 17, 2023 — The only mention of a return on investment percentage is the 1% bonus that VIP members will get every month on top of all other package tiers. Washington D. FOR IMMEDIATE RELEASE 2022-194 Washington D. 12 KB) STAY CONNECTED 1 Twitter 2 Facebook 3 RSS 4 YouTube 6 LinkedIn 8 Email Updates. Whether NovaTech FX commits securities fraud with cryptocurrency or any other medium is neither here nor there. c. On its website NovaTech claims to be “registered in the USA, British Virgin Islands and Estonia”. 00. Most ETFs are professionally managed by SEC-registered investment advisers. The Novatech Group’s development encompasses the pursuit of excellence, automation and. gov . falsely representing that NovaTech is a registered broker; d. Any security without a registration statement on file with the Securities and Exchange Commission (SEC) is considered "unregistered. Business Started: 1/15/1994. This is for the protection of the longevity of the company so it can create long lasting financial freedom for individuals like myself. : 2 In addition to the Securities Exchange Act of 1934, which created it, the SEC enforces the. SimilarWeb tracks the US as the largest source of traffic to NovaTech FX’s website (68%). 32. ICOs, or more specifically tokens, can be called a variety of names, but merely calling a token a “utility” token or structuring it to provide some. Registration status. You can contact the SEC’s Office of Investor Education and Advocacy (OIEA) by phone at 1-800-732-0330, using this online form, or via email at Help@SEC. Check our Financial Services Register to find out if a firm is authorised. , Oct. ’s foreign affiliate, Bittrex Global GmbH, for failing to register as a national securities exchange in connection with its operation of a single shared order book along with Bittrex. 501(2) when they offered securities in Wisconsin and made misrepresentations of material fact, including but not limited to the representations that NovaTech was registered as a hedge fund, broker-dealer, and investment advisor when it had never been registered in any of those capacities. NovaTech Ltd. NovaTech Ltd. The Company offers drying systems, blenders and feeders, pneumatic conveying systems, in-line, and real time moisture analyzers for plastic resins, central drying, and conveying systems. July 30, 2021. NovaTech FX has added the US and Canada to its list of “restricted areas and regions”. The Commission also adopted related amendments to Rule 204-2, the books and records rule, and Form ADV, the investment adviser registration form. 2 million remained available for. November 20, 2023 – The Securities and Exchange Commission today announced settled charges against. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors. NovaTech, LTD Suite 305, Griffith Corporate Center PO Box 1510 Beachmont Kingstown, Saint George, VC01201140. The Securities and Exchange Commission today proposed rule changes that would require registrants to include certain climate-related disclosures in their registration statements and periodic reports, including information about climate-related risks that are reasonably likely to have a material impact on their business, results of. The Securities and Exchange Commission today announced it had finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to solicitors. io” was registered. A “broker”. Voluntary dissolution In instances where no creditors are affected, corporations may apply for voluntary dissolution with the CRMD or the EO whose territorial jurisdiction includes the principal office address of the corporation. 8818-5554 8818-8803FY 2017. 2. Companies commonly utilize available exemptions from Securities Act registration under Regulation D, Section 4(a)(2) and Regulation S of the Securities Act. Novatech is not registered with the SEC - Securities and Exchange Commission and is therefore not subject to its regulations. 17, 2023 /CNW/ - The Ontario Securities Commission (OSC) is warning investors that Nova Tech Ltd (NovaTech), which operates the website is not registered with the. l. Registered Clearing Agencies. Registered Firms / Individuals and Statistics Registered Firms and Individuals Special Purpose Vehicles Philippines’ Top Corporations Registration and Investment Statistics Application of Registration of Securities Company Registration Statistics Philippines’ Top Corporations • The Top 1,000 Corporation 2015 Edition • FYs 2015 to 2019. (ii) Individual income in excess of $200,000 or joint income with that person’s spouse in excess of $300,000 for the last. Washington D. On February 16th, the warning escalated to a temporary cease trading order by the OSC, turning up the heat on NovaTech FX’s Ponzi potluck. has accepted funds from British Columbia (BC) residents. 3. Lack of authority body: The company needs to be registered with the Securities and Exchange Commission (SEC). There are a few important things you need to do here: Make sure you research different company names. all trading in any securities by NovaTech, or any person on their behalf, shall cease; b. 00) and at least two hundred (200. All these topics factor into a financial advisor's day-to-day work. EDGAR full text search. Search individual or firm registration. C. Advisers to business development companies, when the adviser has at least $25 million of RAUM, must register with the SEC. “Non-Stock Corporation” – refers to a corporation with no authorized capital stock and no part of its income is distributable as dividends to its members, trustees, or officers. The awareness marks the primary regulatory motion in opposition to NovaTech FX by way of a US regulator. Prior to regulators in Canada and the US issuing cease and desists, co-founder and CEO Cynthia Petion flat out denied. What is a One Person Corporation (OPC) A One Person Corporation (OPC) is a corporation with a single stockholder who can be a natural person, trust, or estate. Under Item 4. SimilarWeb tracked over 2. C. Beginning on February 6, 2006, all open-end mutual funds (Form N-1A filers), insurance separate accounts organized as mutual funds. dealer, and clearing agency without. The Canadian Securities Administrators (CSA) is warning the public that Nova Tech Ltd (NovaTech), which operates the website is not registered with a securities. 20. carries or acts as an introducing broker with respect to customer accounts; 2. NovaTechFx is a shady offshore broker we have already reviewed, but its new domain novatechfx. NovaTech requires a minimum deposit of $99 and offers a maximum leverage of 1:100. The public (individual and institutional researchers) may file a request in person to the Information and Communications Technology Department (ICTD) at the SEC Headquarters, 7907 Makati Avenue, Bel-Air, Makati City 1209 c/o Ms. l. This means you can use their platform with confidence, knowing that they're on the up-and-up.